0001193125-14-046793.txt : 20140212 0001193125-14-046793.hdr.sgml : 20140212 20140212061959 ACCESSION NUMBER: 0001193125-14-046793 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20140212 DATE AS OF CHANGE: 20140212 GROUP MEMBERS: ASIAVEST PARTNERS, TCW/YFY LTD. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: iSoftStone Holdings Ltd CENTRAL INDEX KEY: 0001500308 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-85929 FILM NUMBER: 14596539 BUSINESS ADDRESS: STREET 1: EAST BLDG. 16, COURTYARD #10 STREET 2: XIBEIWANG EAST ROAD, HAIDIAN DISTRICT CITY: Beijing STATE: F4 ZIP: 100193 BUSINESS PHONE: (86-10) 5874-9000 MAIL ADDRESS: STREET 1: EAST BLDG. 16, COURTYARD #10 STREET 2: XIBEIWANG EAST ROAD, HAIDIAN DISTRICT CITY: Beijing STATE: F4 ZIP: 100193 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ASIAVEST OPPORTUNITIES FUND IV CENTRAL INDEX KEY: 0001296477 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 865 S FIGUEROA STREET STREET 2: SUITE 1800 CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 2132440000 MAIL ADDRESS: STREET 1: 865 S FIGUEROA STREET STREET 2: SUITE 1800 CITY: LOS ANGELES STATE: CA ZIP: 90017 SC 13G/A 1 d674053dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 3 Schedule 13G Amendment No. 3

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

(Amendment No. 3)

Under the Securities Exchange Act of 1934

 

 

 

iSoftStone Holdings Limited

(Name of Issuer)

 

 

 

Ordinary Shares*

American Depositary Shares

(Title of Class of Securities)

 

46489B108**

(CUSIP Number)

 

December 31, 2013

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

* Not for trading, but only in connection with the registration of American Depositary Shares each representing ten ordinary shares.
** This CUSIP number applies to the American Depositary Shares.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

SCHEDULE 13G

 

CUSIP No. 46489B108   Page 2 of 8 Pages

 

  1   

NAMES OF REPORTING PERSONS

 

AsiaVest Opportunities Fund IV

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

    42,106,4861

   6   

SHARED VOTING POWER

 

    0

   7   

SOLE DISPOSITIVE POWER

 

    42,106,486

   8   

SHARED DISPOSITIVE POWER

 

    0

  9

  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    42,106,486

10

  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  ¨

 

11

  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    7.2%2

12

  

TYPE OF REPORTING PERSON

 

    CO

 

1  Includes (i) 38,532,766 ordinary shares and (ii) 357,372 American Depositary Shares (“ADSs”), representing 3,573,720 ordinary shares of iSoftStone Holdings Limited (the “Issuer”).
2  Based on 583,578,303 outstanding ordinary shares as of December 31, 2013, and does not include 46,489,258 ordinary shares reserved for future option exercises.

SCHEDULE 13G

 

CUSIP No. 46489B108   Page 3 of 8 Pages

 

  1   

NAMES OF REPORTING PERSONS

 

AsiaVest Partners, TCW/YFY Ltd.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

    42,106,4863

   6   

SHARED VOTING POWER

 

    0

   7   

SOLE DISPOSITIVE POWER

 

    42,106,486

   8   

SHARED DISPOSITIVE POWER

 

    0

  9

  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    42,106,486

10

  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  ¨

 

11

  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    7.2%4

12

  

TYPE OF REPORTING PERSON

 

    CO

 

3  Includes (i) 38,532,766 ordinary shares and (ii) 357,372 ADSs, representing 3,573,720 ordinary shares of the Issuer.
4  Based on 583,578,303 outstanding ordinary shares as of December 31, 2013, and does not include 46,489,258 ordinary shares reserved for future option exercises.

SCHEDULE 13G

 

CUSIP No. 46489B108      Page  4  of 8 Pages   

 

Item 1  

(a)

    Name of Issuer:      
     iSoftStone Holdings Limited      
Item 1  

(b)

    Address of Issuer’s Principal Executive Offices:      
    

East Bldg. 16, Courtyard #10

Xibeiwang East Road, Haidian District

Beijing 100193, People’s Republic of China

      
Item 2  

(a)

    Name of Person Filing:      
    

AsiaVest Opportunities Fund IV

AsiaVest Partners, TCW/YFY Ltd.

      
Item 2  

(b)

    Address of Principal Business Office or, If None, Residence      
    

AsiaVest Opportunities Fund IV

11/F, 318, Ruei Guang Road

Taipei, Taiwan, R.O.C. 114

      
    

AsiaVest Partners, TCW/YFY Ltd.

Ugland House

P.O. Box 309 Georgetown

Grand Cayman, Cayman Islands

      
Item 2  

(c)

    Citizenship      
    

AsiaVest Opportunities Fund IV - Cayman Islands

AsiaVest Partners, TCW/YFY Ltd. - Cayman Islands

      
Item 2  

(d)

    Title of Class of Securities:      
    

Ordinary shares, par value $0.0001 per share

American Depository Shares, each representing ten ordinary shares

      
Item 2  

(e)

    CUSIP Number:      
     46489B108      
Item 3.      Statement Filed Pursuant to Rule 13d-1(b) or 13d-2(b) or (c):      
     Not applicable.      

SCHEDULE 13G

 

CUSIP No. 46489B108      Page  5  of 8 Pages   

 

Item 4.    Ownership      
   (a)       Amount Beneficially Owned:      

 

Reporting Person

   

Amount

beneficially

owned:

    Percent
of class:		     Sole power
to vote or
direct
the vote:		    Shared
power to
vote or to
direct
the vote:		      Sole power to
dispose or to
direct the
disposition of:		    Shared power
to dispose or to
direct the
disposition of:		  

AsiaVest Opportunities Fund IV

    42,106,486 ordinary shares      7.2 %    42,106,486
ordinary shares		      0       42,106,486

ordinary shares

      0   

AsiaVest Partners, TCW/YFY Ltd.

    42,106,486 ordinary shares      7.2 %    42,106,486
ordinary shares		      0       42,106,486
ordinary shares		      0   

The percentages of ownership set forth above are based on 583,578,303 outstanding ordinary shares as of December 31, 2013, and do not include 46,489,258 ordinary shares reserved for future option exercises.

AsiaVest Opportunities Fund IV is a Cayman Islands limited liability company. The manager of AsiaVest Opportunities Fund IV is AsiaVest Partners, TCW/YFY Ltd., a Cayman Island company.

 

Item 5.    Ownership of Five Percent or Less of a Class   
   Not applicable.   
Item 6.    Ownership of More Than Five Percent on Behalf of Another Person      
   Not applicable.      
Item 7.    Identification and Classification of Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
   Not applicable.
Item 8.    Identification and Classification of Members of the Group      
   Not applicable.      
Item 9.    Notice of Dissolution of Group      
   Not applicable.      
Item 10.    Certifications      
   Not applicable.      

SCHEDULE 13G

 

CUSIP No. 46489B108      Page  6  of 8 Pages   

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 12, 2014

 

AsiaVest Opportunities Fund IV
By:  

/s/ T.J. Huang

Name:   T.J. Huang
Title:   Director
AsiaVest Partners, TCW/YFY Ltd.
By:  

/s/ T.J. Huang

Name:   T.J. Huang
Title:   Director

SCHEDULE 13G

 

CUSIP No. 46489B108      Page  7  of 8 Pages   

 

LIST OF EXHIBITS

 

Exhibit
No.

   

Description

A    Joint Filing Agreement
 EX-99.(A) 2 d674053dex99a.htm EX-99.(A) EX-99.(A)

EXHIBIT A

Joint Filing Agreement

In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G referred to below) on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the ordinary shares, par value US$0.0001, of iSoftStone Holdings Limited, a Cayman Islands company, and that this Agreement may be included as an Exhibit to such joint filing. This Agreement may be executed in any number of counterparts all of which, taken together, shall constitute one and the same instrument.

Dated: February 12, 2014

 

AsiaVest Opportunities Fund IV
By:  

/s/ T.J. Huang

Name:   T.J. Huang
Title:   Director
AsiaVest Partners, TCW/YFY Ltd.
By:  

/s/ T.J. Huang

Name:   T.J. Huang
Title:   Director